The basic purpose of client profiling is to provide the Advisor/fund manager an insight about the investors Risk profile, Investment Horizon and Goals and Objectives.
A pre defined questionnaire and profiling rules are used for determining client risk taking ability which will help to map the model portfolio to a client based on client profile.

The model portfolio creation would be on the basis of corpus distribution within each asset class, in this case equity. The allocation to the model portfolio can be done either security-wise or sector-wise.

The user can either generate orders through rebalancing the portfolio or through manual order entry.

The user can upload the trade file for the day, and reconcile the same against the orders placed in the system. In case of mismatches, the system automatically places orders for the next day.

The user can upload the settlement file from the Custodian and reconcile the information with the trade data uploaded. On settlement, the security and trade positions, which were accrued, would be marked as realized.

Companies announce corporate action from time to time in the form of - bonus, rights, split and dividend that ultimately lead to change in quantity of stocks held and in prices of the securities. The system will mark receipt and will give effect to the respective accounts. Based on corporate action generation in system and actual receipt, corporate action benefits payment will be done to the clients.

Thus system would capture all the charges and fees through a charge master where user can define the different charges on different parameters.
After defining the charges, the clients can be mapped to the appropriate charge structure. The fees would be computed and the posting for the same would an end of day process.

Portfolio Rebalancing would be the tool which portfolio manager can use to rebalance portfolios of any client. The actual portfolio of the client would be compared with the model portfolio he is mapped to and the orders would be generated for any deviation quantity. Thus, Portfolio rebalancing would result into order sheet generation.

Once the transactions are settled, the closing prices for the day would be uploaded into the system. This would serve as a basis for stock valuation. The stock valuation process determines the value of the stocks held by the clients based on the closing prices for the day. The cash component of the portfolio would be updated based on the settlement file. Once the portfolio is valued, the risk and return of the portfolio is computed.

The system generates various reports for all stakeholders. These are

Transaction Reports

1. Order Listing / Trade Pending
2. Portfolio Deviation Report
3. Consolidated Holding Statement
4. Holding Statement
5. Share Sold Details
6. Payment For Purchase
7. Client wise Scrip Ledger
8. Transaction Statement
9. Corporate Action
10. Cash Equivalent Details
11. Corporate Action Benefit Report

Performance Report

1. Scrip Performance
2. Unrealized Gain-Loss
3. Client Portfolio Performance
4. Model Portfolio Performance
5. Realized Gain / Loss
6. Taxable Gain / Loss
7. Client Portfolio Performance v/s. Benchmark Performance

Management Reports

1. Asset under Management
2. Industry wise Exposure Statement